THIS FORM MEMORIALIZES PERMITTED TRANSFERS CONSUMMATED BY AGGREGATE CAPITAL RAISING PARTIES AND THEIR RESPECTIVE PERMITTED TRANSFEREES IN ACCORDANCE WITH THE AMENDED AND RESTATED FINANCING COMMITMENT AND BACKSTOP AGREEMENT AND THE RIGHTS OFFERING PROCEDURES , AS APPLICABLE.
· Aggregate Equity Capital Raising Parties: With respect to any Transfers pursuant to Section 2.5(c)(i) of the Amended and Restated Financing Commitment and Backstop Agreement, any transferring Aggregate Equity Capital Raising Party may transfer: (A) its Legacy Facilities Claims that are subject to the Amended and Restated Restructuring Support Agreement, (B) the rights and obligations of such Aggregate Equity Capital Raising Party to participate in the Direct Equity Allocation and purchase the Direct Allocation Shares and the Rights Offering Shares and (C) the rights and obligations of such Aggregate Equity Capital Raising Party to provide the Rights Offering Backstop Commitment and to purchase the RO Backstop Shares and receive the ERO Backstop Premium Shares, provided, that, any transfer of any of the foregoing must include, on a pro rata basis, each of (A)-(C) and comply with the requirements of the Amended and Restated Financing Commitment and Backstop Agreement.
· Aggregate Sponsored Facility Capital Raising Parties: With respect to any Transfers pursuant to Section 2.5(c)(ii) of the Amended and Restated Financing Commitment and Backstop Agreement, any transferring Aggregate Sponsored Facility Capital Raising Party may transfer: (A) its rights and obligations to provide the Sponsored Exit First Lien Facility and (B) the right to receive the Exit First Lien Facility Premium, provided, that, any Transfer of any of the foregoing must include, on a pro rata basis, each of (A) and (B) and comply with the requirements of the Amended and Restated Financing Commitment and Backstop Agreement.
· Permitted Transferees of Aggregate Capital Raising Parties: Pursuant to Section 2.5(d) of the Amended and Restated Financing Commitment and Backstop Agreement, to consummate a Permitted Transfer, each Permitted Transferee must execute and provide to the Rights Offering Subscription Agent, the Company and the Consenting Creditors’ Advisors promptly (no later than one (1) Business Day after any Permitted Transfer) a FCBA Joinder and an RSA Joinder (unless already party to the Amended and Restated Financing Commitment and Backstop Agreement and the Amended and Restated Restructuring Support Agreement) and the transferring Aggregate Capital Raising Party and the Permitted Transferee must execute and provide to the Rights Offering Subscription Agent, the Company and the Consenting Creditors’ Advisors this form, including (if applicable) evidence of the consent to the Permitted Transfer by the Company (a “Company Consent”) (which Company Consent may be in the form of an email from the Company or Kirkland & Ellis LLP, as counsel to the Company, providing for such consent by the Company). For the avoidance of doubt, Permitted Transferees who are (i) Aggregate Capital Raising Parties do not need to deliver a RSA Joinder, FCBA Joinder, and a Company Consent, while (ii) Related Purchasers of an Aggregate Capital Raising Party do need to deliver a RSA Joinder and a FCBA Joinder but do not need to deliver a Company Consent. Permitted Transferees who are not Aggregate Capital Raising Parties must deliver all Transfer documents as set forth herein and as may be required to validate such Transfer.
Please be advised that each Permitted Transferee (i.e., a deemed Aggregate Capital Raising Party), each Aggregate Capital Raising Party and any Designees thereof must complete an Aggregate Capital Raising Party Subscription Form to receive their Rights Offering Shares, Direct Allocation Shares and Premium Shares or to participate in the Sponsored Exit First Lien Facility. You may not receive your Rights Offering Shares, Direct Allocation Shares and Premium Shares or be able to participate in the Sponsored Exit First Lien Facility promptly or at all if you fail to complete the Aggregate Capital Raising Party Subscription Form no later than the deadline specified in the Amended and Restated Financing Commitment and Backstop Agreement. Once an Aggregate Capital Raising Party Subscription Form has been delivered, an Aggregate Capital Raising Party may not Transfer its Rights Offering Shares, Direct Allocation Shares, Premium Shares (if applicable) or portion of the Sponsored Exit First Lien Facility unless such Aggregate Capital Raising Party Subscription Form has been revoked by such Aggregate Capital Raising Party.