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TENDER AND TABULATION AGENT

Kroll Issuer Services Limited

The News Building 
3 London Bridge Street
London SE1 9SG
United Kingdom
 
For information by telephone: +44 207 704 0880
Email:
oci@is.kroll.com

 

THIS FORM OF SUB-PROXY MUST ONLY BE COMPLETED ONLINE BY A DTC PARTICIPANT. IF YOU ARE NOT A DTC PARTICIPANT, YOU MUST ARRANGE FOR THE DTC PARTICIPANT IN WHOSE SECURITY RECORD THE DTC NOTES IN RESPECT OF WHICH YOU HAVE A BENEFICIAL INTEREST ARE RECORDED TO COMPLETE AND DELIVER THIS FORM OF SUB-PROXY ON YOUR BEHALF AND IN ACCORDANCE WITH YOUR INSTRUCTIONS TO THE TENDER AND TABULATION AGENT BEFORE THE APPLICABLE DEADLINE

OCI N.V.
(the "Issuer")

FORM OF SUB-PROXY

in respect of the

U.S.$600,000,000 6.700 per cent. Notes due 16 March 2033
(ISIN: US67116NAA72; CUSIP: 67116NAA7)
(the "Notes")
of the Issuer

 

Unless otherwise defined, capitalised terms used in this Form of Sub-Proxy have the meaning given in the notice of meeting dated 1 July 2025 prepared by the Issuer in connection with the Notes (the "Notice of Meeting").

The Notice of Meeting contains important information which should be read carefully before any decision is made with respect to this Form of Sub-Proxy. If Noteholders are in any doubt as to the action they should take, they should seek their own financial and legal advice, including in respect of any tax consequences, immediately from their broker, bank manager, solicitor, accountant or other independent financial, tax or legal adviser.

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Date of submission:

Nominal Amount in U.S.$ in DTC Recorded Principal Amount of U.S.$600,000,000 6.700 per cent. Notes due 16 March 2033
(CUSIP: 67116NAA7)
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When providing a Tender Instruction via ATOP together with a Form of Sub-Proxy, DTC Participants must ensure that the Form of Sub-Proxy clearly states the VOI reference of the relevant Tender Instruction which relates to the tender of the relevant Notes for purchase pursuant to the Offer.

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EXTRAORDINARY RESOLUTION

THAT this meeting of the holders of the outstanding U.S.$600,000,000 6.700 per cent. Notes due 16 March 2033 of the Issuer (the "Notes" and the "Issuer" respectively) having the benefit of the agency agreement dated 7 March 2023, as modified, supplemented and/or restated from time to time (the "Agency Agreement"), made between, inter alios, the Issuer and The Bank of New York Mellon, London Branch (the "Agent") as fiscal agent, hereby:

1.              assents to the modification of the terms and conditions of the Notes as set out in Schedule 2 to the Agency Agreement (the "Conditions") to provide for the Issuer to have the option to redeem all, but not some only, of the Notes outstanding at any time at the Early Redemption Price (together with interest accrued on the relevant Notes) on giving not less than 3 and not more than 5 Business Days' notice to Noteholders in accordance with the Conditions, all as set out in the Amended and Restated Pricing Supplement;

2.              agrees to waive any breach or alleged breach by the Issuer of its obligations in respect of the Notes or any act or omission which might otherwise constitute an event of default under the Notes;

3.              sanctions every abrogation, modification or compromise of, or arrangement in respect of, the rights of the Noteholders appertaining to the Notes against the Issuer, whether or not such rights arise under the Agency Agreement, involved in or resulting from or to be effected by, the modifications referred to in paragraph 1 of this Extraordinary Resolution and their implementation;

4.              authorises, directs, requests and empowers the Issuer and the Agent to:

(a)            concur in the modifications referred to in paragraph 1 of this Extraordinary Resolution and, in order to give effect to and implement such modifications, on or shortly after the passing of this Extraordinary Resolution and the satisfaction of the condition in paragraph 6 below, execute an amended and restated pricing supplement (the "Amended and Restated Pricing Supplement") in the form of the draft produced to this meeting and signed by the chairman of the meeting for the purpose of identification, with such amendments (if any) as may be requested by the Issuer and approved by the Agent, in its sole and absolute discretion, or required by the Agent in accordance with the provisions of the Agency Agreement; and

(b)            concur in, and execute and do all such other deeds, instruments, acts and things as may be necessary, desirable or expedient, in the sole and absolute discretion of the Issuer, to carry out and give effect to this Extraordinary Resolution and the implementation of the modifications referred to in paragraph 1 of this Extraordinary Resolution;

5.              declares that the implementation of this Extraordinary Resolution shall be conditional on the acceptance for purchase by the Issuer of all of the Notes validly tendered in the Offer;

6.              discharges and exonerates the Agent from any and all liability for which it may have become or may become responsible under the Agency Agreement or the Notes in respect of any act or omission in connection with this Extraordinary Resolution or its implementation;

7.              acknowledges that the following terms, as used in this Extraordinary Resolution, shall have the meaning given below:

"Offer" means the invitation by the Issuer to Noteholders (subject to the offer restrictions set out in the Tender Offer and Consent Solicitation Memorandum) to tender Notes for purchase by the Issuer for cash.

"Tender Offer and Consent Solicitation Memorandum" means the tender offer and consent solicitation memorandum dated 1 July 2025 (as amended or supplemented) prepared by the Issuer.

By submitting this Form of Sub-Proxy, the relevant Noteholder and any DTC Participant submitting such Form of Sub-Proxy on such Noteholder's behalf shall be deemed to agree, and acknowledge, represent, warrant and undertake, to the Issuer, the TenderAgent and the Solicitation Agents those matters set out under the heading "Procedures for Participating in the Offer and the Proposals – Noteholder representations" in the Tender Offer and Consent Solicitation Memorandum prepared by the Issuer and dated 1 July 2025 at (i) the time of submission of such Form of Sub-Proxy, and (ii) the time of the Meeting and the time of any adjourned such Meeting (and if a Noteholder or DTC participant is unable to make any such agreement or acknowledgement or give any such representation, warranty or undertaking, such Noteholder or DTC participant should contact the Tender and Tabulation Agent immediately).

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Once the Form of Sub-Proxy is duly completed and signed, any power of attorney or other authority (if any) under which it is signed to the Tender and Tabulation Agent using the details below. The method of delivery of Forms of Sub-Proxy to the Tender and Tabulation Agent is at the relevant DTC participant's election and risk. In all cases such DTC participant's should allow sufficient time to assure delivery before any applicable deadlines described in the Notice.

Forms of Sub-Proxy which are received by Kroll after the Expiration Deadline 30 July 2025 17:00 hours, New York City time / 22:00 hours, London Time) may be
invalid and may not be taken into consideration

When you press "Submit" you will receive an email from "oci@is.kroll.com" Please add this email to your allowed senders list. This email will have a PDF copy of your submission as well as your unique instruction reference. 
 
Please also see below the link to our privacy policy:
 
 
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